Yin Man Yiu
姚燕雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yin Man Yiu (姚燕雯), a licensed former licensee with CE reference BFU981. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-07-12 | 2023-11-06 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-07-12 | 2023-11-06 |
| Sinomax Securities Limited 佳富達證券有限公司 |
Rep | Type 9 — Asset management | 2023-07-12 | 2023-11-06 |
| Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-11 | 2021-06-01 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-14 | 2017-08-20 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-14 | 2017-08-20 |