Byoungno Ha
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Byoungno Ha ( ), a licensed former licensee with CE reference BFV926. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Forte Securities (Asia) Limited |
Rep | Type 1 — Dealing in securities | 2021-06-02 | 2021-11-29 |
| Forte Securities (Asia) Limited |
Rep | Type 2 — Dealing in futures contracts | 2021-06-02 | 2021-11-29 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-01-08 | 2019-12-06 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2018-01-08 | 2019-12-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2017-11-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-15 | 2017-10-02 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-15 | 2017-11-24 |