Xiaolong Lu
盧曉瓏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaolong Lu (盧曉瓏), a licensed former licensee with CE reference BFW319. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-05 | 2018-04-30 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-05 | 2018-04-30 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-01-05 | 2018-04-30 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-17 | 2015-12-16 |