Tsz Ching Julia Lau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Ching Julia Lau, a licensed former licensee with CE reference BFW808. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Infini Capital Management Limited 無極資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-02-27 | 2026-04-13 |
| BFAM Partners (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-09-01 | 2023-04-28 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-27 | 2022-07-22 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2015-07-27 | 2022-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-07-27 | 2022-07-22 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2015-07-27 | 2022-07-22 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-27 | 2022-07-22 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2015-07-27 | 2022-07-22 |