Adam James Antony Francis
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam James Antony Francis ( ), a licensed former licensee with CE reference BFY018. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asia Research & Capital Management Limited | Rep | Type 9 — Asset management | 2019-07-17 | 2024-09-19 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-08-03 | 2017-10-23 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-08-03 | 2017-10-23 |