Yue (SFC:BFY023) Xu
許玥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yue (SFC:BFY023) Xu (許玥), a licensed former licensee with CE reference BFY023. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-03 | 2024-04-03 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-03 | 2024-04-03 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-01-03 | 2024-04-03 |
| HarbourVest Partners (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-02-25 | 2023-12-02 |
| HarbourVest Partners (Asia) Limited | Rep | Type 9 — Asset management | 2021-02-25 | 2023-12-02 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-02 | 2019-08-05 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-29 | 2017-12-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-29 | 2017-12-01 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-29 | 2017-12-01 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-29 | 2017-12-01 |