Arthur Nicholas Tsz-Him Lau
劉子謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Arthur Nicholas Tsz-Him Lau (劉子謙), a licensed Responsible Officer with CE reference BFZ391. Currently licensed at 1 firm(s): Gateway Private Markets (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gateway Private Markets (HK) Limited |
RO | Type 1 — Dealing in securities | 2024-01-31 | present |
| Gateway Private Markets (HK) Limited |
Rep | Type 9 — Asset management | 2023-09-26 | present |
| Gateway Private Markets (HK) Limited |
Rep | Type 1 — Dealing in securities | 2023-09-26 | 2024-01-31 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-04 | 2022-07-01 |
| Yue Xiu Capital Limited 越秀融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-04 | 2022-07-01 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2018-06-25 | 2019-09-30 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-06-25 | 2019-09-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-10 | 2017-11-30 |
| Templewater Hong Kong Limited 善水資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-08-10 | 2017-11-30 |