Yang Yu
于楊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Yu (于楊), a licensed Responsible Officer with CE reference BGB011. Currently licensed at 2 firm(s): Atta Capital Limited, Atta Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Atta Capital Limited 紅蟻資本有限公司 |
Rep | Type 9 — Asset management | 2019-01-22 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-01-22 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2019-01-22 | present |
| Atta Capital Limited 紅蟻資本有限公司 |
RO | Type 4 — Advising on securities | 2019-01-22 | present |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-03 | 2019-01-22 |
| Atta Securities Limited 紅蟻證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-03 | 2019-01-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-24 | 2018-06-05 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-08-24 | 2018-06-05 |