Jeffrey Siu Ham Siu
蕭小涵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jeffrey Siu Ham Siu (蕭小涵), a licensed former licensee with CE reference BGG199. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-02-01 | 2021-05-31 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2018-02-01 | 2021-05-31 |
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-14 | 2016-10-19 |
| First Shanghai Futures Limited 第一上海期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-14 | 2016-10-19 |