Meng (SFC:BGG829) Liao
廖夢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Meng (SFC:BGG829) Liao (廖夢), a licensed former licensee with CE reference BGG829. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-08 | 2017-11-27 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-08 | 2017-11-27 |
| oOo Securities (HK) Group Limited 奧翱驁集團(香港)證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-08 | 2017-11-27 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-13 | 2017-08-11 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-13 | 2017-08-11 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 — Asset management | 2015-10-13 | 2017-08-11 |