Zhu Xiang Sandy Lim
林祝祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhu Xiang Sandy Lim (林祝祥), a licensed Representative with CE reference BGI280. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2019-02-01 | present |
| QUAD Capital Management Limited |
Rep | Type 4 — Advising on securities | 2015-11-10 | 2018-12-31 |
| QUAD Capital Management Limited |
Rep | Type 9 — Asset management | 2015-11-10 | 2018-12-31 |