QUAD Capital Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for QUAD Capital Management Limited ( ), a Hong Kong-based licensed corporation with CE reference BDM530. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2014-08-04.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2014-08-04 | 2020-03-13 |
| Type 9 — Asset management | 2014-08-04 | 2020-03-13 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Hyung Kyu Choi | RO 4, 9 | 2014-08 | 2020-03 |
| Ho Sung Hwang | RO 4, 9 | 2014-08 | 2020-03 |
| Jung Woo (SFC:BDM554) Kim | RO 4, 9 | 2014-08 | 2020-03 |
| Jin Pan 潘瑾 | RO 4, 9 Rep 4, 9 | 2014-09 | 2020-03 |
| Clint Chow 周基力 | Rep 4, 9 | 2015-11 | 2018-05 |
| Tyran Kam 金泰倫 | Rep 4, 9 | 2015-09 | 2018-05 |
| Zhu Xiang Sandy Lim 林祝祥 | Rep 4, 9 | 2015-11 | 2018-12 |
| Jose Kar Kiu Pun 潘加翹 | Rep 4, 9 | 2016-08 | 2018-05 |
| Kohei Shinohara 篠原宏平 | Rep 4, 9 | 2014-09 | 2017-01 |
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