Jose Kar Kiu Pun
潘加翹
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jose Kar Kiu Pun (潘加翹), a licensed Representative with CE reference AWR716. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-08-14 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-08-14 | present |
| QUAD Capital Management Limited |
Rep | Type 4 — Advising on securities | 2016-08-03 | 2018-05-31 |
| QUAD Capital Management Limited |
Rep | Type 9 — Asset management | 2016-08-03 | 2018-05-31 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-13 | 2016-06-12 |
| PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-13 | 2016-06-12 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-20 | 2013-12-20 |