Hok Yat Lee
李學一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hok Yat Lee (李學一), a licensed former licensee with CE reference BGI451. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-15 | 2022-01-06 |
| Rich Bay Securities Limited 富利證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-09-15 | 2022-01-06 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-06 | 2018-07-21 |
| Zhongtai International Futures Limited 中泰國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-04-06 | 2018-07-21 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-27 | 2016-10-21 |
| I-Access Investors Limited 一通投資者有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-10-27 | 2016-10-21 |