Tiantian Li
李田田
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tiantian Li (李田田), a licensed former licensee with CE reference BGI747. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2022-08-29 | 2026-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2022-08-29 | 2026-03-20 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2022-08-29 | 2026-03-20 |
| Pandtong Quantitative Research Limited 磐通量化研究有限公司 |
RO | Type 4 — Advising on securities | 2021-08-23 | 2022-08-05 |
| Pandtong Quantitative Research Limited 磐通量化研究有限公司 |
RO | Type 9 — Asset management | 2021-08-23 | 2022-08-05 |
| Akuna Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2020-10-30 | 2021-07-16 |
| Akuna Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2020-09-16 | 2021-07-16 |
| Akuna Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2020-09-09 | 2020-10-30 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-06 | 2020-03-16 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 4 — Advising on securities | 2019-12-06 | 2020-03-16 |
| Oshidori Securities Limited 威華達證券有限公司 |
RO | Type 9 — Asset management | 2019-12-06 | 2020-03-16 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-20 | 2020-03-16 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-19 | 2019-12-06 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-10-19 | 2019-12-06 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2015-10-19 | 2019-12-06 |