Chutian Chen
陳楚天
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chutian Chen (陳楚天), a licensed former licensee with CE reference BGI769. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-10 | 2022-04-08 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-10 | 2022-04-08 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-10 | 2018-04-20 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-10 | 2018-04-20 |