Shengnan Wang
王盛男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shengnan Wang (王盛男), a licensed Responsible Officer with CE reference BGL389. Currently licensed at 2 firm(s): Orient Securities (Hong Kong) Limited, Orient Capital (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-04-08 | present |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2026-04-08 | present |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-16 | 2026-04-08 |
| Orient Capital (Hong Kong) Limited 東方融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2025-12-16 | 2026-04-08 |
| CMBC International Capital Limited 民銀資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-01-12 | 2025-08-12 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-12 | 2025-08-12 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-12 | 2023-01-12 |
| CMBC International Capital Limited 民銀資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-04-12 | 2025-08-12 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-09 | 2021-03-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-09 | 2021-03-31 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-11-09 | 2021-03-31 |