Ka Yu Lau
劉嘉裕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yu Lau (劉嘉裕), a licensed former licensee with CE reference BGL391. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-09 | 2021-01-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-16 | 2020-08-07 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-13 | 2020-08-07 |
| CMB International Futures Limited 招銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2020-08-07 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-02 | 2017-01-29 |
| Changjiang Futures (HK) Limited 長江證券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-11-02 | 2017-01-29 |