Tuo Li
李拓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tuo Li (李拓), a licensed Responsible Officer with CE reference BGM185. Currently licensed at 1 firm(s): Legal & General Investment Management Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Legal & General Investment Management Asia Limited | RO | Type 1 — Dealing in securities | 2025-08-27 | present |
| Legal & General Investment Management Asia Limited | RO | Type 9 — Asset management | 2025-08-27 | present |
| Legal & General Investment Management Asia Limited | Rep | Type 1 — Dealing in securities | 2025-06-09 | 2025-08-27 |
| Legal & General Investment Management Asia Limited | Rep | Type 9 — Asset management | 2025-06-09 | 2025-08-27 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2023-10-20 | 2025-03-14 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-10-20 | 2025-03-14 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2023-02-20 | 2023-10-20 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-02-20 | 2023-10-20 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-11-06 | 2022-11-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2015-11-06 | 2022-11-30 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-11-06 | 2022-11-30 |
| JPMorgan Asset Management (Asia Pacific) Limited | Rep | Type 9 — Asset management | 2015-11-06 | 2022-11-30 |
| JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2015-11-06 | 2022-11-30 |