Funnie Ngar Yee Lau
劉雅兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Funnie Ngar Yee Lau (劉雅兒), a licensed former licensee with CE reference BGM564. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-05 | 2024-05-31 |
| Huajin Securities (International) Limited 華金證券(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-25 | 2019-05-31 |
| Pegasus Fund Managers Limited 東驥基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-23 | 2016-07-11 |