Lisa Jane Stuart
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lisa Jane Stuart ( ), a licensed former licensee with CE reference BGM923. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-28 | 2017-08-11 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-03 | 2017-08-11 |
| BlueBay Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2015-12-15 | 2016-12-30 |