Patrick Liam Hayes
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Liam Hayes, a licensed Representative with CE reference BGZ111. Currently licensed at 1 firm(s): Qube Research & Technologies Hong Kong Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Qube Research & Technologies Hong Kong Limited | Rep | Type 9 — Asset management | 2023-09-29 | present |
| Millennium Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2022-06-20 | 2023-06-30 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2019-09-20 | 2022-04-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-20 | 2022-04-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-09-20 | 2022-04-30 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 7 — Providing automated trading services | 2019-09-20 | 2022-04-30 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-03 | 2019-06-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-05-03 | 2019-06-10 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | 2018-05-03 | 2019-06-10 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-14 | 2018-03-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-11 | 2018-03-17 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-02-11 | 2018-03-17 |