Kwok Yan (SFC:BHG623) Chan
陳幗炘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Yan (SFC:BHG623) Chan (陳幗炘), a licensed former licensee with CE reference BHG623. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-11-15 | 2019-06-05 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-11-15 | 2019-06-05 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-04-05 | 2018-08-07 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-04-05 | 2018-08-07 |