Chien Chang Liao
廖建璋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chien Chang Liao (廖建璋), a licensed former licensee with CE reference BHM367. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-28 | 2023-03-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-28 | 2023-03-28 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-10-28 | 2023-03-28 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-30 | 2022-10-14 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-30 | 2022-10-14 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-17 | 2017-05-31 |