Xinkai Mao
毛新凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinkai Mao (毛新凱), a licensed former licensee with CE reference BHO131. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-15 | 2018-04-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-03 | 2018-04-06 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-03 | 2018-04-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2016-06-03 | 2018-04-06 |
| Yunfeng Asset Management Limited 雲鋒資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-06-03 | 2018-04-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | 2016-06-03 | 2018-04-06 |