Xiao Liu
劉驍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Liu (劉驍), a licensed Responsible Officer with CE reference BHO362. Currently licensed at 1 firm(s): Bristol Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bristol Capital Limited 嶺峰資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-03-29 | present |
| Bristol Capital Limited 嶺峰資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-11-13 | 2021-03-29 |
| Grande Capital Limited 均富資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-11-14 | 2020-09-01 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-10-12 | 2018-11-02 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-01 | 2017-08-29 |