Chi Shing Chan
陳志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing Chan (陳志成), a licensed Responsible Officer with CE reference BHP941. Currently licensed at 2 firm(s): Prudential Index Trading Company Limited, Prudential Brokerage Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 5 — Advising on futures contracts; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on futures contracts →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2023-04-19 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-11-23 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-20 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 9 — Asset management | 2022-10-20 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 9 — Asset management | 2022-10-20 | present |
| Prudential Brokerage Limited 信誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-20 | present |
| Prudential Index Trading Company Limited 信誠期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-07-31 | 2022-11-23 |