Lin Yan
嚴霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Yan (嚴霖), a licensed Responsible Officer with CE reference BHT623. Currently licensed at 1 firm(s): LSQ Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LSQ Capital Limited | RO | Type 1 — Dealing in securities | 2025-03-10 | present |
| LSQ Capital Limited | RO | Type 4 — Advising on securities | 2022-05-23 | present |
| LSQ Capital Limited | RO | Type 9 — Asset management | 2022-05-23 | present |
| Green Harmony Securities Limited 景和證券有限公司 |
RO | Type 4 — Advising on securities | 2021-08-27 | 2022-03-31 |
| Green Harmony Capital Limited 景和資本有限公司 |
RO | Type 9 — Asset management | 2021-08-27 | 2022-03-31 |
| Dawn Capital Limited 新成資本有限公司 |
RO | Type 9 — Asset management | 2019-07-11 | 2021-06-30 |
| Dawn Capital Limited 新成資本有限公司 |
Rep | Type 9 — Asset management | 2016-12-19 | 2019-07-11 |