Dawn Capital Limited
新成資本有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dawn Capital Limited (新成資本有限公司), a Hong Kong-based licensed corporation with CE reference BGV209. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 7). Earliest licence on file: 2016-03-07.
Registered address
Suites 1104-05, 11/F, The Chinese Bank Building, Nos.61-65 Des Voeux Road Central, Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 9 — Asset management | 2016-03-07 | present |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Fai Sean Chu 朱暉 | RO 9 | 2016-03 | Present |
| Pak Chi Hui 許柏芝 | RO 9 | 2016-03 | 2016-05 |
| Guanzhu Wang 王冠珠 | RO 9 Rep 9 | 2020-01 | Present |
| Wenhui Wang 王文暉 | RO 9 | 2016-09 | 2019-05 |
| Lin Yan 嚴霖 | RO 9 Rep 9 | 2016-12 | 2021-06 |
| Ouya Hu 胡歐亞 | Rep 9 | 2017-09 | 2017-10 |
| Wei Shao 邵尉 | Rep 9 | 2016-10 | 2016-11 |
Showing 1–7 of 7
Other Hong Kong SFC firms with overlapping regulated activities
Morgan Stanley Asia Limited
CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司
Everbright Securities Investment Services (HK) Limited
CE AAC153 · 434 staff · 1 shared activity type · 光大證券投資服務（香港）有限公司
Manulife Investment Management (Hong Kong) Limited
CE ACP555 · 408 staff · 1 shared activity type · 宏利投資管理(香港)有限公司
China Merchants Securities (HK) Co., Limited
CE AAI650 · 394 staff · 1 shared activity type · 招商證券(香港)有限公司
Phillip Securities (Hong Kong) Limited
CE AAG460 · 325 staff · 1 shared activity type · 輝立證券(香港)有限公司
Mizuho Securities Asia Limited
CE AEZ953 · 269 staff · 1 shared activity type · 瑞穗證券亞洲有限公司