Siu Kwong Chan
陳兆光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kwong Chan (陳兆光), a licensed Representative with CE reference BHV687. Currently licensed at 1 firm(s): Deutsche Securities Asia Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-02-14 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-10 | 2019-01-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-10 | 2019-01-28 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-10 | 2019-01-28 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-01-10 | 2019-01-28 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-15 | 2017-12-20 |