Jintao Liu
劉勁滔
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jintao Liu (劉勁滔), a licensed Responsible Officer with CE reference BHW678. Currently licensed at 1 firm(s): Light Stream Partners (Asia) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Light Stream Partners (Asia) Limited 光泉投資管理有限公司 |
RO | Type 4 — Advising on securities | 2024-07-05 | present |
| Light Stream Partners (Asia) Limited 光泉投資管理有限公司 |
RO | Type 9 — Asset management | 2024-07-05 | present |
| Welkin Capital Management (Asia) Limited 匯勤投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2023-06-08 | 2023-11-30 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 4 — Advising on securities | 2021-07-19 | 2022-06-30 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
RO | Type 9 — Asset management | 2021-07-19 | 2022-06-30 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-08-14 | 2021-07-19 |
| ARTE Capital Management Limited 安泰資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-06 | 2021-07-19 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-18 | 2020-03-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-18 | 2020-03-13 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-18 | 2020-03-13 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-28 | 2018-05-15 |
| Ares Management Asia (Hong Kong) Limited 艾瑞思管理亞洲（香港）有限公司 |
Rep | Type 9 — Asset management | 2016-08-15 | 2018-05-15 |