Xiaomin Cheng
程晓敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Cheng (程晓敏), a licensed Representative with CE reference BHY663. Currently licensed at 1 firm(s): UBS Securities Hong Kong Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2021-08-20 | present |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-23 | 2021-06-23 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-11 | 2021-06-23 |