Nan (SFC:BHZ145) Ma
馬楠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nan (SFC:BHZ145) Ma (馬楠), a licensed former licensee with CE reference BHZ145. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KING CORVUS CAPITAL LIMITED 金吾資本有限公司 |
RO | Type 4 — Advising on securities | 2024-07-02 | 2024-10-31 |
| KING CORVUS CAPITAL LIMITED 金吾資本有限公司 |
RO | Type 9 — Asset management | 2024-07-02 | 2024-10-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-29 | 2018-07-31 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-29 | 2018-07-31 |