Shaoguang Tan
譚紹光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaoguang Tan (譚紹光), a licensed Representative with CE reference BHZ233. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2021-07-16 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2021-07-16 | present |
| Lazard Asia (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-06-12 | 2021-05-29 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-06-12 | 2021-05-29 |
| Lazard Asia (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2017-06-12 | 2021-05-29 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-29 | 2017-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-29 | 2017-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-08-29 | 2017-03-31 |