Yao Wang
王遥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Wang (王遥), a licensed Representative with CE reference BHZ686. Currently licensed at 1 firm(s): Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2020-09-18 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2020-09-18 | present |
| Compagnie d'Investissements et de Gestion Privee (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2020-09-18 | present |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-05 | 2020-08-13 |
| Ark Group Holdings (Hong Kong) Limited 方舟集團控股（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-05 | 2020-08-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-09-30 | 2018-01-19 |