Jie Hui
惠杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jie Hui (惠杰), a licensed Responsible Officer with CE reference BIJ550. Currently licensed at 1 firm(s): BOSC International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 11.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-09 | present |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-09 | present |
| BOSC International Securities Limited 上銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-09 | present |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-07 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 4 — Advising on securities | 2021-10-07 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-10-07 | 2023-05-17 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-07-22 | 2021-10-07 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-15 | 2021-10-07 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-15 | 2021-10-07 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-14 | 2018-07-21 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-14 | 2018-07-21 |