Shang Lou
婁尚
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shang Lou (婁尚), a licensed former licensee with CE reference BIJ684. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2021-05-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2021-05-14 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-03 | 2021-05-14 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 4 — Advising on securities | 2016-11-03 | 2018-06-25 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 9 — Asset management | 2016-11-03 | 2018-06-25 |