Tao Guo
郭濤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tao Guo (郭濤), a licensed former licensee with CE reference BIJ839. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-24 | 2017-06-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-24 | 2017-06-14 |
| Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-10-24 | 2017-06-14 |