King Yut Quan
關敬一
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for King Yut Quan (關敬一), a licensed Responsible Officer with CE reference BIL826. Currently licensed at 1 firm(s): GBA Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-16 | present |
| GBA Capital Management Limited 大灣區資本管理有限公司 |
RO | Type 9 — Asset management | 2022-06-16 | present |
| HAI Smart Alpha Limited | RO | Type 9 — Asset management | 2019-05-21 | 2021-07-22 |
| CMB International Securities Limited 招銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-10 | 2018-01-04 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-10-31 | 2017-09-15 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-31 | 2017-09-15 |