Sam Shan Lo
盧山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sam Shan Lo (盧山), a licensed Representative with CE reference BIT275. Currently licensed at 1 firm(s): HSBC Corporate Finance (Hong Kong) Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Corporate Finance (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2022-06-16 | present |
| Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-10-08 | 2022-03-23 |
| Success New Spring Capital Limited 實德新源資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-01-27 | 2018-09-30 |