Yan Ki Lau
劉欣琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan Ki Lau (劉欣琪), a licensed former licensee with CE reference BIY608. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-25 | 2021-08-15 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-09-25 | 2021-08-15 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-30 | 2017-09-01 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-30 | 2017-09-01 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-02-09 | 2017-03-17 |
| Alliance Capital Partners Limited 同人融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-02-09 | 2017-03-17 |