Chris Sze On Tam
譚世安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chris Sze On Tam (譚世安), a licensed former licensee with CE reference BJD946. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-03-02 | 2023-03-31 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-03-02 | 2023-03-31 |
| Haitong International Capital Limited 海通國際資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-03-02 | 2023-03-31 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-02 | 2020-06-28 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-03-02 | 2020-06-28 |