Xiaoxuan Wang
王小軒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxuan Wang (王小軒), a licensed former licensee with CE reference BJI011. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sigma Management Limited 思格有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-27 | 2018-12-31 |
| Sigma Management Limited 思格有限公司 |
Rep | Type 9 — Asset management | 2018-09-27 | 2018-12-31 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-28 | 2017-04-07 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-03-28 | 2017-04-07 |