Haopeng Li
李昊鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haopeng Li (李昊鵬), a licensed Responsible Officer with CE reference BJJ555. Currently licensed at 1 firm(s): Mirae Asset Securities (HK) Limited . Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
RO | Type 9 — Asset management | 2024-07-09 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-02 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-02 | present |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-01-02 | 2024-07-09 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-03 | 2023-06-30 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-03 | 2023-06-30 |
| Alpha Win Capital Limited 中源國際資本有限公司 |
Rep | Type 9 — Asset management | 2020-09-03 | 2023-06-30 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-12 | 2019-04-01 |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-04-12 | 2019-04-01 |