Sum Yi Chan
陳心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sum Yi Chan (陳心怡), a licensed former licensee with CE reference BJL716. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-17 | 2023-07-30 |
| Jakota Asset Management Limited 嘉高達資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-17 | 2023-07-30 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-25 | 2023-05-16 |
| Jakota Securities Group Limited 嘉高達證券集團有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-25 | 2023-05-16 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2017-09-04 | 2018-01-19 |
| Sun International Investment Services Limited 太陽國際投資服務有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-08 | 2018-01-19 |