Tsun Kan Wan
溫浚勤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsun Kan Wan (溫浚勤), a licensed former licensee with CE reference BKA500. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-23 | 2019-11-29 |
| First Prosperous Capital Company Limited 瀚盛資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-04-23 | 2019-11-29 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-25 | 2018-08-20 |
| Victory Securities Company Limited 勝利證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-09-15 | 2018-08-20 |