Joseph Auger Goma
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Auger Goma ( ), a licensed former licensee with CE reference BKC778. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2019-07-22 | 2021-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2019-07-22 | 2021-03-29 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2019-07-22 | 2021-03-29 |
| Commerz Securities Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2018-10-08 | 2019-05-03 |