Yun Yan
嚴云
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yun Yan (嚴云), a licensed former licensee with CE reference BKI023. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2023-09-12 | 2026-03-23 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2023-09-12 | 2026-03-23 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
RO | Type 9 — Asset management | 2023-09-12 | 2026-03-23 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2022-06-09 | 2023-09-12 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-06-09 | 2023-09-12 |
| Ontario Teachers' Pension Plan (Asia) Limited 安大略省教師退休金計劃(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-06-09 | 2023-09-12 |
| Advantage Partners (H.K.) Limited | Rep | Type 4 — Advising on securities | 2017-08-03 | 2022-05-27 |
| Advantage Partners (H.K.) Limited | Rep | Type 9 — Asset management | 2017-08-03 | 2022-05-27 |