Han (SFC:BKJ648) Li
李寒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Han (SFC:BKJ648) Li (李寒), a licensed former licensee with CE reference BKJ648. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-20 | 2019-03-01 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-08-20 | 2019-03-01 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-14 | 2018-04-04 |
| China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-14 | 2018-04-04 |