Andrew Kai-Jie Lai
賴凱杰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Kai-Jie Lai (賴凱杰), a licensed Representative with CE reference BKL102. Currently licensed at 1 firm(s): Neuberger Berman Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Neuberger Berman Asia Limited | Rep | Type 4 — Advising on securities | 2018-11-20 | present |
| Neuberger Berman Asia Limited | Rep | Type 9 — Asset management | 2018-11-20 | present |
| Neuberger Berman Asia Limited | Rep | Type 1 — Dealing in securities | 2018-11-09 | present |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-28 | 2018-08-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-08-28 | 2018-08-31 |